FINANCIAL & OPERATIONS PRINCIPAL SERVICES (“FINOP”)
The “Financial Responsibility” rules of FINRA and the SEC are
B/D Solutions has Financial & Operations Principals (“FINOPs”) on staff who are experts in all aspects of brokerage accounting. We know the obscure rules and interpretations for most every situation.
Facilitate Regulatory Reporting
Let B/D Solutions help your firm construct a chart of accounts that will not only help you analyze your financial statements, but also facilitate regulatory reporting. Many firms do not put much thought into the structure of their General Ledger until after it is in place. B/D Solutions can help your firm design your General Ledger for optimum functionality based on your firm’s unique needs and reporting requirements.
Contact us today for more information.