BD “ESTIMATOR”

REQUEST A DETAILED BROKER-DEALER START-UP ESTIMATEBD broker dealer start up registration

CLICK HERE to fill out the “B/D Estimator” and receive, without obligation, a good-faith proposal of the time, costs and fees based on the size and business activities you wish to conduct.  

The proposal will include a detailed cost estimate of:

  • Membership Application fee charged by FINRA
  • Registration fees charged by the SEC, FINRA and each state for registering the Broker-Dealer
  • Registration fees charged by the SEC, FINRA and each state for registering the Associated Persons
  • Consulting fees charged by B/D Solutions for obtaining SEC, FINRA and state approvals the Broker-Dealer
  • Consulting fees charged by B/D Solutions for obtaining SEC, FINRA and state approvals for the Associated Persons

Completing the “B/D Estimator” will take less than 5 minutes and you only need to choose from a checklist the following:

  • WHO will be registered with the BD (how many associated persons in what capacity)?
  • WHAT types of business activities will be conducted (stock, bonds, alternative investments) ?
  • HOW will the securities be sold (private placement, retail, etc) ?
  • WHERE will the BD operate (in which states)?

Upon completion, you will receive via email a nine-page good-faith proposal which B/D Solutions will honor for up to 90 days.

If you wish to remain anonymous, you only need to provide an email address.  No one will contact you unless you request a call back from a BD Start-Up Expert.  All information provided to B/D Solutions regarding the potential of starting a Broker-Dealer is always held in strict confidence and is not used for any other purpose whatsoever.