REQUEST A DETAILED BROKER-DEALER START-UP ESTIMATE
CLICK HERE to fill out the “B/D Estimator” and receive, without obligation, a good-faith proposal of the time, costs and fees based on the size and business activities you wish to conduct.
The proposal will include a detailed cost estimate of:
- Membership Application fee charged by FINRA
- Registration fees charged by the SEC, FINRA and each state for registering the Broker-Dealer
- Registration fees charged by the SEC, FINRA and each state for registering the Associated Persons
- Consulting fees charged by B/D Solutions for obtaining SEC, FINRA and state approvals the Broker-Dealer
- Consulting fees charged by B/D Solutions for obtaining SEC, FINRA and state approvals for the Associated Persons
Completing the “B/D Estimator” will take less than 5 minutes and you only need to choose from a checklist the following:
- WHO will be registered with the BD (how many associated persons in what capacity)?
- WHAT types of business activities will be conducted (stock, bonds, alternative investments) ?
- HOW will the securities be sold (private placement, retail, etc) ?
- WHERE will the BD operate (in which states)?
Upon completion, you will receive via email a nine-page good-faith proposal which B/D Solutions will honor for up to 90 days.
If you wish to remain anonymous, you only need to provide an email address. No one will contact you unless you request a call back from a BD Start-Up Expert. All information provided to B/D Solutions regarding the potential of starting a Broker-Dealer is always held in strict confidence and is not used for any other purpose whatsoever.